Securities regulation in the United States

Results: 4123



#Item
181Securities Exchange Act / Securities and Exchange Commission Form 10-Q / Form 8-K / Ogham inscription / Securities and Exchange Commission / Financial regulation / SEC filings / Government / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 4, 2015 In the Matter of

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-03 18:44:52
182Securities Exchange Act / Securities / Financial regulation / Securities and Exchange Commission / Financial system / Financial economics / Regulation S-K / Banja Luka Stock Exchange / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 21, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-21 08:40:00
183Securities Act / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Financial regulation / Government / Great Depression in the United States / United States securities law / 73rd United States Congress / New Deal

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-23 17:29:37
18476th United States Congress / United States securities law / Investment Company Act / Investment Advisers Act / Securities regulation in the United States / Fiduciary / Securities and Exchange Commission / Mutual fund / Financial adviser / Financial economics / Law / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoApril 16, 2015 INVESTMENT COMPANY ACT OF 1940

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-16 18:02:37
185United States securities law / Financial regulation / International Financial Reporting Standards / Insider trading / Government procurement in the United States / Mergers and acquisitions / Securities Exchange Act / Regulation S-X / Regulation S-K / Business / Finance / Economics

Q&A for Regulations Governing the Acquisition and Disposal of Assets by Public Companies (Amended in November 2012)   《Table of Contents》          Legislative Basis (Questions 1 to 3)

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Source URL: www.twse.com.tw

Language: English - Date: 2013-03-07 02:17:54
186Electronic signage / SEC filings / United States securities law / Regulation S-K / Lobbying in the United States / Foreign Agents Registration Act / Politics of the United States

Received by NSD/FARA Registration Unit:11:47 PM OMB NO; Expires February 28, 2014 u.s. Department of Justice Washington, DC 20530

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Source URL: www.fara.gov

Language: English - Date: 2014-12-15 12:21:54
187Accountancy / Public Company Accounting Oversight Board / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / Securities regulation in the United States / SEC Rule 10b-5 / Sarbanes–Oxley Act / United States securities law / Financial regulation / Business

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT

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Source URL: edgar.sec.gov

Language: English - Date: 2015-02-04 17:44:45
188Economy of the United States / Financial regulation / Government / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Securities Act / Securities and Exchange Commission / Security / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Case 3:15-cvB Document 1 FiledPage 1 of 12 PageID 1 IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF TEXAS

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-06 17:48:44
189Securities Exchange Act / Financial regulation / Securities and Exchange Commission Form 10-Q / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 10-K / Public company / Regulation S-K / SEC filings / Government / Business

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 8, 2015 In the Matter of

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-07 19:25:28
190Economics / Corruption / Canadian law / Canadian securities regulation / 73rd United States Congress / United States Securities and Exchange Commission / Autorité des marchés financiers / Securities Commission / Securities regulation in the United States / Financial regulation / Financial system / United States securities law

CANADIAN SECURITIES ADMINISTRATORSEnforcement Report Canadian Securities Administrators About the CSA

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Source URL: www.csa-acvm.ca

Language: English - Date: 2015-02-17 15:19:06
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